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June 5, 2019
Are You Prepared for the Regulatory Audit of Your Senior Program?Financial Institutions Law Alert… Read more
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June 4, 2019
SEC Publishes Best Practices To Protect Senior InvestorsFinancial Institutions Alert… Read more
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March 13, 2019
Senior and Vulnerable Adults Legislation Introduced in FloridaFinancial Institutions Law Alert… Read more
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March 8, 2019
CFPB Report Shows Financial Exploitation of Seniors is Becoming the Crime of the 21st CenturyFinancial Institutions Law Alert… Read more
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March 6, 2019
Six Things to Know about Arbitrating Diminished Capacity Issues in FINRA Customer CasesLitigation before the Financial Industry Regulatory Authority (FINRA) involving the elderly and other vulnerable clients is likely to increase significantly in the coming years given the aging of the investing population, that population's unique vulnerabilities, and their substantial wealth.… Read more
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February 6, 2019
Clients Need Education About Aging, Investing And Exploitation: Here Is How Financial Advisors Can Do This With DecorumClient Alert… Read more
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January 10, 2019
For 2019: 10 Takeaways From The Country's "Seniors" LawsFinancial Institutions Law Alert… Read more
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November 29, 2018
Adoption Of Uniform Fiduciary Standard Debated At Two Public Hearings Held By The New Jersey Bureau Of SecuritiesInsurance and Securities Law Alert… Read more
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October 30, 2018
Joel Everest Authors Law360 Article, "What FINRA Stats Tell Us About Elder Abuse Claims"As baby boomers continue to age, the 65-and-over population is growing in dramatic fashion. More than 50 million Americans are currently age 65 and over, and that number is projected to reach more than 73 million by 2030.… Read more
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October 26, 2018
What Every Broker-Dealer Needs to Know about Protecting Vulnerable Investors from Financial ExploitationSenior investors represent a disproportionate share of the nation's wealth. An estimated 10,000 baby boomers reach the age of 65 each day, and scams by third parties preying on vulnerable investors are becoming more prevalent.… Read more
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October 17, 2018
Protecting Vulnerable Investors from Financial Exploitation: What Every Broker-Dealer Needs to KnowFinancial Institutions Law Alert… Read more
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October 16, 2018
NJ Bureau of Securities Issues Notice of Pre-Proposal on Uniform Fiduciary Standard for All NJ Investment ProfessionalsFinancial Institutions and Insurance Law Alert… Read more
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October 11, 2018
NJ Bureau of Securities to Propose a Regulation Establishing a Uniform Fiduciary Standard for All NJ Investment ProfessionalsFinancial Institutions Law Alert… Read more
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September 21, 2018
State Activity in the Wake of The DOL Fiduciary RuleInsurance Law Alert… Read more
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August 22, 2018
Law Blog: Investor Protection Requirements for Seniors and Vulnerable AdultsAlabama was one of the first states to enact legislation requiring certain financial institutions to report suspected financial exploitation of senior and other vulnerable investors.… Read more
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August 20, 2018
Texas Securities Commissioner Takes First Action Under New Law Regarding Financial Exploitation of Vulnerable AdultsClient Alert… Read more
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July 27, 2018
Efforts to Protect Seniors and Other Vulnerable Adults from Financial ExploitationIn April 2016, Alabama became one of the first states to enact legislation requiring certain financial institutions to report suspected financial exploitation of persons deemed to be "vulnerable clients" to governmental authorities.… Read more
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June 11, 2018
The Senior Safe Act Becomes LawClient Alert… Read more
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June 8, 2018
How Firms Should Respond To The Aging Financial Advisor WorkforceAs every financial advisor knows, the U.S. investing population is aging at a significant clip.… Read more
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May 17, 2018
FINRA Issues Its First Progress Report On FINRA360Financial Institutions Law Alert… Read more
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May 2, 2018
NY DFS Amends its Proposed Life Insurance and Annuity Suitability Regulation to Require Best Interest StandardInsurance Law Alert… Read more
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April 16, 2018
Aging Investor Base and Wealthy Baby Boomers Spur Increase in State Laws to Protect SeniorsClient Alert… Read more
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April 3, 2018
Hold On! Analyzing FINRA's New Rules to Address Senior Financial ExploitationTwo new FINRA rules went into effect on February 5, 2018, targeted to address senior "financial exploitation."… Read more
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January 19, 2018
NAIC Sets 2018 Agenda to Address Senior IssuesInsurance Law Alert… Read more
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January 5, 2018
New York DFS Proposes Amendments to its Annuity Suitability RuleInsurance Law Alert… Read more
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December 11, 2017
The Senate Banking Committee Revised S.2155 to Protect Seniors from Financial FraudAlert… Read more
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November 14, 2017
Enforcement Priorities and Dealing With An Aging Investor Base - Bressler and NJSBA Securities Law Program SummarySecurities Law Alert… Read more
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November 6, 2017
Protecting Your Senior Clients: Compliance in Advance of the February 5 FINRA Deadline . . . and BeyondIt is projected that the number of Americans 65 years of age or older will double to 71.5 million by 2030.… Read more
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October 23, 2017
The Elder Abuse Prevention and Prosecution Act Becomes LawSenior Issues Alert… Read more
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October 12, 2017
What Is Being Done To Help Avoid Financial Exploitation Of Seniors?Roughly 10,000 baby boomers will turn 65 each day for the next 12 years. With such numbers, it should be no surprise that financial exploitation costs "seniors"—generally defined as those who are 65 and older—at least $2.9 billion annually.… Read more
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September 29, 2017
New York and New Jersey Market Regulation Directed to SeniorsInsurance Law Alert… Read more
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August 17, 2017
4 Financial Resources for Senior InvestorsSenior Issues Law Alert… Read more
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April 20, 2017
Two-Year Anniversary of FINRA Securities Helpline for SeniorsSenior Issues Law Alert… Read more
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April 10, 2017
FINRA's National Adjudicatory Council Announces New Sanction GuidelinesSenior Issues Law Alert… Read more
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March 30, 2017
FINRA Receives SEC Approval on Rules Regarding Financial Exploitation of SeniorsSenior Issues Law Alert… Read more
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August 1, 2009
Seniors - The Laws, The Rules, The Cases -
January 31, 2009
What's So Special About Seniors Anyway? -
September 1, 2007
When the Baby Boom Era Becomes the Retirement Explosion
Senior Issues
Publications
