FINRA Update: Task Force Recommendations and Rule Changes
American Bar Association (February 6, 2017)
Daniel Korb’s recent article addresses a few of the Financial Industry Regulatory Authority (FINRA) Dispute Resolution Task Force’s key recommendations to enhance the efficiency, transparency, and fairness of the dispute resolution system: arbitrator quality, explained decisions, an “intermediate approach” for small claims, mediation before arbitration, and mandatory arbitration.
To read the entire article on the American Bar Association website, click here. Subscription may be required.