SIFMA Compliance and Legal Society Charlotte Regional Seminar

Bressler is a proud sponsor of the 2016 SIFMA Compliance and Legal Society Charlotte Regional Seminar. The seminar will feature presentations by leading securities regulators and industry professionals.

Bressler Principal Brad Rounsaville will take part in the panel session, “Ethics for Lawyers Serving Financial Services.” Additional panels include:

- Election Consequences for Financial Services
- Hot Topics in Securities Enforcement
- Fixed Income Sales and Trading
- Hot Topics in Compliance Examinations

For more information about the seminar, please visit SIFMA’s website.