SIFMA C&L Annual Seminar

 

Bressler, Amery & Ross is proud to sponsor the SIFMA Compliance and Legal Society Annual Seminar where principals Brian Amery, Andrea Greene, Mark Knoll, Carole Miller and Andrew Sidman will speak on different panels.

Carole Miller will participate on a panel titled “Employment: High Profile Issues,” to discuss the EEOC landscape, discrimination law, social media issues, wage and hour highlights and recent legislative and regulatory developments.

Andrew Sidman will participate on the panel “State Regulatory Update,” and will discuss examination findings, enforcement trends, JOBS Act updates and NASAA Legislative and Regulatory Priorities.

As a panelist on “FINRA DR Task Force, Rule Changes and Trends,” Andrea Greene will speak on FINRA rules: changes and trends, arbitrator classification, disclosures and recruitment, motions to dismiss and improving the process for small claims.

Mark Knoll will participate on the panel titled “Social Media Emerging Issues, Innovation and Ongoing Challenges.” He will address developing reasonable compliance programs, assessing risks, impact of the Investment Advisers Act Testimonial Rule and State “Facebook Laws” and supervision of mobile technology.

On his panel titled “Arbitration Practitioners Workshop: Strategies from the Front Lines,” Brian Amery will discuss forum selection clauses, conflicts in joint representation, arbitrator selection, selling away and confidentiality provisions.

CLE credits will be offered.

From the SIFMA website:

The SIFMA C&L Society's 47th Annual Seminar is the premier event for Financial Services compliance and legal professionals, and features over 65 informative panels. Don't miss your opportunity to engage with leading experts and discuss the latest regulatory developments and industry trends.

To learn more about the seminar and to register, visit the SIFMA website.