NRS Investment Adviser and Broker-Dealer Compliance Conference

Coren Stern will participate in a mock arbitration titled “Enacting an Arbitration: Lessons for IAs and BDs” at the NRS 30th Spring Investment Adviser and Broker-Dealer Compliance Conference on May 7 at the Westin Beach Resort & Spa in Fort Lauderdale. Coren will play the respondent’s counsel.

 

From the NRS website:

Over three days you will be guided through the complexities of the modern regulatory framework and given the insight, knowledge and best practice needed to go back to the office and significantly strengthen your compliance programs.

 

Continuing education credits available.

 

For more information, please visit the NRS website.