2011 SIFMA Compliance and Legal Society Annual Seminar

On March 22, 2011 Dominick Evangelista will be a panelist at the SIFMA Compliance and Legal Society Annual Seminar. Topics will include: Arbitration I: Impact of Public Panel Program; Update on Resolution Statistics from Public Panel Program; Arbitrator Selection Under Mandatory Public Panel Program; Role of Experts Under Public Panel Program; Managing the Electronic Discovery Imbalance in Arbitration; Fixed income Product Arbitration Claims; and Structured Products Claims.

On March 23, 2011 Andrew Sidman will be a panelist at the SIFMA Compliance and Legal Society Annual Seminar. Topics will include: Securities Regulatory Examinations and Inquiries - the Firm Perspective: Preparation Prior to Notification of Exam; Notice of Commencement of Exam; Handling the Day-to-Day Examination; Deficiency Letters, Response and Follow-up; and Specialized Exams.

On March 23, 2011 Ed Zipf will be a panelist at the SIFMA Compliance and Legal Society Annual Seminar. Topics will include: Arbitration II: Future of Mandatory Pre-Dispute Arbitration Under Dodd-Frank; Updates on FINRA Discovery Guide; Developments and Trends in Claims Arising from Non-Traditional Procedures; Credit Crisis Defense Themes; Mediation and ADR Strategies; and Concentrated Stock Position Cases.